Conduct, Compliance & Fair Conduct Assurance
Wycane provides independent assurance and strategic advisory across regulatory risk, compliance frameworks, and Fair Conduct Programme (FCP) implementation. We work with Boards, executives and risk teams to move beyond policy compliance, focusing on how conduct and compliance obligations operate in day-to-day decision-making and customer outcomes.
Our work includes supporting Fair Conduct Programme design and implementation, regulatory risk assurance, compliance framework reviews, and targeted testing of regulatory obligations. We provide practical insight into what regulators expect, how frameworks perform in reality, and where remediation or uplift is required.
This work is particularly valuable for organisations operating in highly regulated environments where conduct, culture and compliance effectiveness are under increasing scrutiny.
Use Case
Embedding Regulatory Change Management for a Financial Institution
Client Overview
A financial institution is facing a period of significant regulatory change and requires a more structured and consistent approach to managing compliance across multiple business units.
Challenge
The institution has limited visibility over regulatory change, with unclear accountability, inconsistent reporting, and reduced oversight of progress.
Our Approach
Wycane’s regulatory risk and assurance lead supports the design and embedding of a fit-for-purpose regulatory change management framework, including:
Regulatory impact assessments across relevant business areas
Clear governance and ownership for regulatory change
A structured implementation roadmap with defined milestones
Consistent reporting to support executive and Board oversight
Expected Outcome
The engagement improves visibility, accountability, and oversight of regulatory change activity, enabling a more structured and proactive approach to managing regulatory obligations and risk exposure.
Probable Impact
The organisation will then benefit from:
Clear visibility of regulatory obligations and implementation timelines
More consistent oversight and reporting of regulatory change activity
Improved governance and control, reducing the likelihood of unmanaged regulatory issues
